Unclaimed
Alexandra Diaz is a financial advisor with Fidelity Brokerage Services LLC, a firm she joined on August 26, 2023. Alexandra has been active in the industry since August 25, 2023. Alexandra is registered to provide investment advice in all 50 states. She holds the Series 7TO, Series 63 and SIE licenses. Alexandra is located at the firm's Westlake, Texas branch office.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
TX
08/26/2023 - Present
Fidelity Brokerage Services LLC (WESTLAKE TX)
BC
Issued 09/08/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/25/2023
Series 7TO - General Securities Representative Examination
BC
Issued 07/10/2023
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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