Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Alexandra? Claim Your ProfileAlexandra Dodds is a registered investment advisor with Merrill Lynch, Pierce, Fenner & Smith Inc. Alexandra has been in the industry since May 19, 2010. Alexandra is licensed in 15 states and has a total of 13 registrations. Alexandra has a Series 66, a Series 26, and a Series 7. Alexandra is affiliated with Merrill Lynch, Pierce, Fenner & Smith Inc. and has previously been affiliated with PFS INVESTMENTS INC., WELLS FARGO ADVISORS, LLC, and WELLS FARGO INVESTMENTS, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
07/28/2016 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (RIVERSIDE CA)
CA
04/08/2014 - 12/07/2015
PFS INVESTMENTS INC. (CARLSBAD CA)
CA
01/03/2011 - 07/06/2012
WELLS FARGO ADVISORS, LLC (ENCINITAS CA)
CA
08/25/2008 - 01/03/2011
WELLS FARGO INVESTMENTS, LLC (ENCINITAS CA)
BOTH
Issued 02/10/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/10/2014
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/22/2008
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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