Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Alexandra? Claim Your ProfileAlexandra M. Murphy is a Registered Representative of UBS Financial Services Inc. Alexandra has been in the financial services industry for over 13 years. Her registration status is active in both Broker-Dealer and Investment Advisor capacities. She holds licenses in multiple states including New Jersey, New York, California, Connecticut, Florida, Massachusetts, New Hampshire, and Texas. She is also licensed to sell securities by FINRA and holds principal licenses in both Series 9 and Series 10. Alexandra has worked previously with Merrill Lynch, Pierce, Fenner & Smith Incorporated. Her experience includes a wide range of financial services including financial planning, pension consulting, educational seminars, publication of periodicals, selection of other advisers, portfolio management for businesses and portfolio management for individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
NJ
09/13/2023 - Present
UBS Financial Services Inc. (WEEHAWKEN NJ)
NY
10/13/2008 - 02/18/2014
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BOTH
Issued 1/31/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 2/10/2014
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 11/18/2013
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/10/2008
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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