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Alexandra Katherine Cowan

Purshe Kaplan Sterling Investments

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About Alexandra Katherine Cowan

Alexandra Cowan is a financial professional with over 25 years of experience in the financial services industry. Alexandra is currently registered with Purshe Kaplan Sterling Investments. She is a Series 7 and Series 63 licensed professional. Alexandra has a strong track record of success in providing financial advice and investment management services to individual clients. Her previous experience includes working for firms such as Summit Equities, Inc., Jefferies LLC and Broadpoint Capital, Inc..

Firm Information

Alexandra Cowan is currently registered with Purshe Kaplan Sterling Investments. Purshe Kaplan Sterling Investments is a Corporation formed on December 16, 1993 and is approved to operate in all 50 states, the District of Columbia, and the Virgin Islands. The firm has been registered with the SEC and has 10 regulatory event disclosures and 2 arbitration disclosures.

Not reported

Assets Under Management

Not reported

Total Clients

181

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Alexandra Cowan’s Registration & Firm History

NJ

09/19/2018 - Present

Purshe Kaplan Sterling Investments (Parsippany NJ)

NJ

02/13/2017 - 09/21/2018

SUMMIT EQUITIES, INC. (PARSIPPANY NJ)

NY

03/27/2009 - 09/14/2016

JEFFERIES LLC (NEW YORK NY)

NY

09/14/2007 - 03/27/2009

DEPFA FIRST ALBANY SECURITIES, LLC (NEW YORK NY)

NY

05/03/1996 - 09/18/2007

BROADPOINT CAPITAL, INC. (NEW YORK NY)

NY

03/18/1994 - 04/14/1996

CHEMICAL SECURITIES, INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 05/13/1994

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/17/1994

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Alexandra Katherine Cowan.
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