Unclaimed
Alexandra Cowan is a financial professional with over 25 years of experience in the financial services industry. Alexandra is currently registered with Purshe Kaplan Sterling Investments. She is a Series 7 and Series 63 licensed professional. Alexandra has a strong track record of success in providing financial advice and investment management services to individual clients. Her previous experience includes working for firms such as Summit Equities, Inc., Jefferies LLC and Broadpoint Capital, Inc..
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NJ
09/19/2018 - Present
Purshe Kaplan Sterling Investments (Parsippany NJ)
NJ
02/13/2017 - 09/21/2018
SUMMIT EQUITIES, INC. (PARSIPPANY NJ)
NY
03/27/2009 - 09/14/2016
JEFFERIES LLC (NEW YORK NY)
NY
09/14/2007 - 03/27/2009
DEPFA FIRST ALBANY SECURITIES, LLC (NEW YORK NY)
NY
05/03/1996 - 09/18/2007
BROADPOINT CAPITAL, INC. (NEW YORK NY)
NY
03/18/1994 - 04/14/1996
CHEMICAL SECURITIES, INC. (NEW YORK NY)
BC
Issued 05/13/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/17/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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