Unclaimed
Alexandra Hathaway is a financial advisor currently registered with Stephens, in Little Rock, Arkansas. Alexandra Hathaway has been in the financial industry for more than two years, and is registered as an Investment Advisor Representative in Arkansas and Texas. Alexandra Hathaway has passed the Series 7TO, SIE and Series 66 exams. Alexandra Hathaway previously worked with Merrill Lynch, Pierce, Fenner & Smith Incorporated in Little Rock, Arkansas. Alexandra Hathaway is a licensed agent and investment advisor representative. Alexandra Hathaway provides financial planning, educational seminars, and portfolio management services to individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
AR
04/05/2022 - Present
Stephens (LITTLE ROCK AR)
AR
12/03/2020 - 04/04/2022
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (LITTLE ROCK AR)
BOTH
Issued 12/30/2020
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/03/2020
Series 7TO - General Securities Representative Examination
BC
Issued 10/26/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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