Unclaimed
Alexandra Ergon is a financial professional registered with Missionsquare Investment Services and holds a Series 7, Series 63, Series 66, Series 16, Series 24 and SIE license. Alexandra is currently licensed in Delaware, District of Columbia, and Pennsylvania. Alexandra has been in the financial industry since 2010 and previously worked at Calvert Investment Distributors, Inc. and Dupont Capital Management Marketing Corporation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
DC
03/25/2021 - Present
Missionsquare Investment Services (WASHINGTON DC)
MD
04/20/2015 - 03/31/2017
CALVERT INVESTMENT DISTRIBUTORS, INC. (BETHESDA MD)
DE
11/09/2012 - 03/17/2015
DUPONT CAPITAL MANAGEMENT MARKETING CORPORATION (WILMINGTON DE)
DE
07/08/2009 - 09/07/2010
DUPONT CAPITAL MANAGEMENT MARKETING CORPORATION (WILMINGTON DE)
NY
06/02/2003 - 12/01/2008
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
BC
Issued 06/24/2021
Series 63 - Uniform Securities Agent State Law Examination
BOTH
Issued 06/28/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/25/2022
Series 24 - General Securities Principal Examination
BC
Issued 03/31/2017
SIE - Securities Industry Essentials Examination
BC
Issued 08/25/2004
Series 16 - NYSE Supervisory Analyst Examination
BC
Issued 05/30/2003
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Alexandra Ergon is the right advisor for you? Invested Better is here to help.