Unclaimed
Alexandra Earlae Shearin is a financial advisor with Nuveen Securities, LLC. Alexandra has been in the securities industry since March 8, 2015. She has a Series 7TO, Series 63, and Series 6 licenses, and is registered in North Carolina. Alexandra holds a General Securities Principal license, Series 24. Alexandra was previously a financial advisor with TIAA-CREF Individual & Institutional Services, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NC
02/11/2020 - Present
Nuveen Securities, LLC (CHARLOTTE NC)
NC
01/22/2015 - 12/26/2019
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (CHARLOTTE NC)
BC
Issued 12/31/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/13/2023
Series 24 - General Securities Principal Examination
BC
Issued 02/14/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/22/2015
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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