Unclaimed
Alexandra Banham is a financial advisor registered with J.p. Morgan Securities LLC. Alexandra has a combined 10 years of experience in the financial services industry. Alexandra holds Series 7TO, Series 66 and SIE licenses and has been approved to practice in 53 states and 2 territories. Alexandra is registered with the Securities Investor Protection Corporation (SIPC) as an investment advisor representative (IAR) and is affiliated with J.p. Morgan Securities LLC. Alexandra is also registered with the Financial Industry Regulatory Authority (FINRA) as a registered representative (RR). Alexandra’s professional experience includes roles at JPMorgan Chase Bank NA, The Board of Governors of the Federal Reserve System, AXA Advisors LLC, DRD Pool Management INC and the University of Maryland.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
CA
11/17/2022 - Present
J.p. Morgan Securities LLC (San Diego CA)
BOTH
Issued 04/16/2022
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/16/2022
Series 7TO - General Securities Representative Examination
BC
Issued 02/08/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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