Unclaimed
Alexanderia Moore is a registered representative with Merrill Lynch, Pierce, Fenner & Smith Inc. located in Raleigh, NC. Alexanderia is a licensed investment advisor and has been in the industry since 2022. Alexanderia is registered in 53 states and holds Series 66, 7TO, 9, 10, and SIE licenses. Alexanderia is also registered in Texas as an Investment Advisor Representative. Alexanderia specializes in providing financial services to individuals, businesses, and institutional clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NC
04/30/2024 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (RALEIGH NC)
BOTH
Issued 01/17/2023
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/31/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 04/05/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 11/22/2022
Series 7TO - General Securities Representative Examination
BC
Issued 08/22/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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