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Alexander Zaman

Morgan Stanley & Co. LLC

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About Alexander Zaman

Alexander Zaman is a financial advisor associated with Morgan Stanley & Co. LLC. Alexander holds the Series 7, Series 52, Series 53, Series 63, Series 79 and SIE licenses. Alexander has been in the industry since September 2011. Alexander has been with Morgan Stanley & Co. LLC since March 2024 and previously worked for CITIGROUP GLOBAL MARKETS INC. Alexander Zaman is registered to provide investment advice in all 50 states.

Firm Information

Alexander Zaman is currently registered with Morgan Stanley & Co. LLC. Morgan Stanley & Co. LLC is a Limited Liability Company formed on December 3, 1969. It is registered in 53 states and has one approved SEC registration. The firm has been involved in 471 Regulatory Events, 5 Civil Events, and 54 Arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

462

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Alexander Zaman’s Registration & Firm History

CA

03/18/2024 - Present

Morgan Stanley & Co. LLC (Los Angeles CA)

CA

09/12/2011 - 03/08/2024

CITIGROUP GLOBAL MARKETS INC. (San Francisco CA)

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Licenses & Designations

BC

Issued 08/31/2011

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 08/07/2020

Series 53 - Municipal Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/16/2011

Series 79 - Investment Banking Registered Representative Examination

BC

Issued 09/09/2011

Series 7 - General Securities Representative Examination

BC

Issued 06/03/2010

Series 52 - Municipal Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

L

Long-Term Stock Exchange, Inc.

M

MEMX LLC

M

MIAX Emerald, LLC

M

MIAX PEARL, LLC

M

MIAX Sapphire

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Alexander Zaman.
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