Unclaimed
Alexander Williams is a registered representative with TP Icap Global Markets Americas LLC. Alexander Williams has been in the securities industry since 2018. Alexander Williams holds the Series 7, Series 63, Series 57TO and SIE licenses. Alexander Williams is registered in New York. Alexander Williams was previously registered with ICAP CORPORATES LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
04/03/2023 - Present
TP Icap Global Markets Americas LLC (New York NY)
NY
10/01/2018 - 01/04/2021
ICAP CORPORATES LLC (NEW YORK NY)
BC
Issued 08/19/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/22/2022
Series 7TO - General Securities Representative Examination
BC
Issued 01/31/2020
Series 57TO - Securities Trader Exam
BC
Issued 10/19/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/28/2018
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
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