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Alexander William Stepp

Mufg Securities Americas Inc.

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About Alexander William Stepp

Alexander Stepp is a financial advisor who is currently registered with MuF G Securities Americas Inc. Alexander has been in the industry since 2019 and has a strong track record of success. Alexander is dedicated to providing personalized financial advice to help clients reach their financial goals.

Firm Information

Alexander Stepp is currently registered with Mufg Securities Americas Inc.. Mufg Securities Americas Inc. is a corporation approved on December 8, 1988. It is registered in all 50 states, the District of Columbia, and Puerto Rico. The firm has been registered with the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

351

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Alexander Stepp’s Registration & Firm History

CA

07/17/2023 - Present

Mufg Securities Americas Inc. (SAN FRANCISCO CA)

AZ

09/20/2019 - 01/05/2021

MORGAN STANLEY (GILBERT AZ)

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Licenses & Designations

BC

Issued 08/14/2023

Series 63 - Uniform Securities Agent State Law Examination

BOTH

Issued 09/07/2019

Series 66 - Uniform Combined State Law Examination

BC

Issued 12/08/2022

Series 7TO - General Securities Representative Examination

BC

Issued 05/28/2019

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Alexander William Stepp.
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