Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Alexander? Claim Your ProfileAlexander Sgarlata is a financial professional with over 28 years of experience in the industry. Alexander currently works at Lasalle ST Securities, LLC. Alexander began working with Lasalle ST Securities, LLC on November 29, 2005. Prior to this, Alexander worked at Dickinson & CO. and Tamaron Investments, Inc. Alexander is registered with the Financial Industry Regulatory Authority (FINRA) as a General Securities Representative and holds the Series 7 and Series 63 licenses. Alexander is also registered with the Securities Investor Protection Corporation (SIPC) and holds the Series 65 license. Alexander is licensed in 18 states and has been registered with FINRA since June 26, 1996.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
IL
06/26/1996 - Present
Lasalle ST Securities, LLC (ELMHURST IL)
IA
07/21/1994 - 06/26/1996
DICKINSON & CO. (DES MOINES IA)
CO
07/06/1994 - 07/21/1994
TAMARON INVESTMENTS, INC. (ENGLEWOOD CO)
IA
Issued 11/19/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/19/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/05/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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