Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Alexander? Claim Your ProfileAlexander Warren Franklin is a financial advisor with Ameriprise Financial Services, LLC. Alexander has been working in the financial services industry since 1997. He holds a Series 63, 65, 7, 9, 10, and SIE licenses. Alexander is registered with Ameriprise Financial Services, LLC in California, Delaware, and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
CA
02/20/2010 - Present
Ameriprise Financial Services, LLC (WESTLAKE VILLAGE CA)
CA
03/04/1997 - 10/05/2009
AMERIPRISE ADVISOR SERVICES, INC. (WOODLAND HILLS CA)
CA
01/13/1997 - 02/24/1997
INTERFIRST CAPITAL CORPORATION (LOS ANGELES CA)
IA
Issued 04/02/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/20/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/19/2001
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 02/12/2001
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/10/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Alexander Franklin is the right advisor for you? Invested Better is here to help.
