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Alexander Walter Gabelli

Fidelity Brokerage Services LLC

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About Alexander Walter Gabelli

Alexander Walter Gabelli is a registered representative at Fidelity Brokerage Services LLC. Alexander has been in the industry since December 2021, with prior experience at CHARLES SCHWAB & CO., INC. in Austin, Texas. Alexander has passed Series 7TO, SIE, and Series 63 exams.

Firm Information

Alexander Gabelli is currently registered with Fidelity Brokerage Services LLC. Fidelity Brokerage Services LLC is a Limited Liability Company formed on June 8, 2000. The firm is registered in 53 states and is approved by the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

6,116

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Alexander Gabelli’s Registration & Firm History

RI

09/28/2022 - Present

Fidelity Brokerage Services LLC (SMITHFIELD RI)

TX

12/22/2021 - 08/12/2022

CHARLES SCHWAB & CO., INC. (Austin TX)

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Licenses & Designations

BC

Issued 02/28/2022

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 12/21/2021

Series 7TO - General Securities Representative Examination

BC

Issued 11/09/2021

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

New York Stock Exchange

Disclosures

There are no public disclosures for Alexander Walter Gabelli.
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