Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Alexander? Claim Your ProfileAlexander W. Rice is a financial advisor with over 5 years of experience in the industry. He is currently registered with LPL Financial LLC in Elizabethtown, Kentucky and San Diego, California. Alexander has held previous roles with OSAIC WEALTH, INC. and Woodbury Financial Services, Inc. Alexander is a Series 66, Series 7 and SIE licensed advisor. He is also licensed to conduct business in Florida, Georgia, Idaho, Indiana, Kentucky, Missouri, Pennsylvania, South Carolina, and Tennessee.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
KY
06/03/2024 - Present
LPL Financial LLC (ELIZABETHTOWN KY)
KY
01/19/2024 - 06/06/2024
OSAIC WEALTH, INC. (ELIZABETHTOWN KY)
KY
08/15/2019 - 01/19/2024
WOODBURY FINANCIAL SERVICES, INC. (ELIZABETHTOWN KY)
BOTH
Issued 11/18/2020
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/15/2019
Series 7TO - General Securities Representative Examination
BC
Issued 03/16/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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