Unclaimed
Alexander McCaulley is a financial advisor who has been in the industry since 2017. Alexander is currently registered with Metlife Investments Securities, LLC in Philadelphia, PA. Alexander holds the Series 66, Series 7 and SIE licenses. Alexander was previously registered with MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED in NEW YORK, NY.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
PA
12/22/2021 - Present
Metlife Investments Securities, LLC (Philadelphia PA)
NY
04/04/2017 - 11/26/2021
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BOTH
Issued 03/12/2018
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/04/2017
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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