Invested Better
Unclaimed

Unclaimed

Unclaimed

Alexander W McCaulley

Metlife Investments Securities, LLC

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Alexander? Claim Your Profile

About Alexander W McCaulley

Alexander McCaulley is a financial advisor who has been in the industry since 2017. Alexander is currently registered with Metlife Investments Securities, LLC in Philadelphia, PA. Alexander holds the Series 66, Series 7 and SIE licenses. Alexander was previously registered with MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED in NEW YORK, NY.

Firm Information

Alexander McCaulley is currently registered with Metlife Investments Securities, LLC. Metlife Investments Securities, LLC is a Limited Liability Company formed on August 31, 2016. The firm is registered in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. They are also registered with the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

40

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

Find Your Ideal Financial Advisor

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Alexander McCaulley’s Registration & Firm History

PA

12/22/2021 - Present

Metlife Investments Securities, LLC (Philadelphia PA)

NY

04/04/2017 - 11/26/2021

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

Not sure if Alexander W McCaulley is right for you?

Licenses & Designations

BOTH

Issued 03/12/2018

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/04/2017

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Alexander W McCaulley.
Not sure if Alexander W McCaulley is right for you?