Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Alexander? Claim Your ProfileAlexander Rivas is a financial advisor who has been in the industry since 2009. Alexander is currently registered with Avantax Advisory Services and Avantax Investment Services, Inc. Alexander has experience working for a number of firms, including 1ST GLOBAL CAPITAL CORP, WELLS FARGO ADVISORS, LLC, MORGAN STANLEY SMITH BARNEY, FIDELITY BROKERAGE SERVICES LLC, and FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. Alexander holds a Series 7 and Series 63 license. Alexander provides advisory services to corporations or other businesses, individuals other than high net worth, and pension and profit-sharing plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Solicitor referral services to third-party investment managers; participant enrollment meetings
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitor fees
1
2
TX
04/02/2019 - Present
Avantax Advisory Services (Dallas TX)
TX
12/23/2013 - 09/28/2018
1ST GLOBAL CAPITAL CORP. (DALLAS TX)
TX
06/15/2012 - 12/04/2013
WELLS FARGO ADVISORS, LLC (DALLAS TX)
TX
05/10/2010 - 07/14/2010
MORGAN STANLEY SMITH BARNEY (DALLAS TX)
TX
01/01/2008 - 02/23/2009
FIDELITY BROKERAGE SERVICES LLC (LEWISVILLE TX)
TX
04/04/2007 - 01/01/2008
FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (LEWISVILLE TX)
TX
06/22/2006 - 04/04/2007
FIDELITY BROKERAGE SERVICES LLC (WESTLAKE TX)
RI
08/09/2004 - 11/16/2004
FIDELITY BROKERAGE SERVICES LLC (SMITHFIELD RI)
IA
Issued 12/19/2016
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/13/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/28/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/05/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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