Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Alexander? Claim Your ProfileAlexander Masotti is a financial professional with experience in the securities industry. Alexander has a Series 7TO, Series 3, Series 63, Series 65, Series 14 and Series 24 licenses. Alexander is currently employed at William O'Neil Securities.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
12/23/2020 - Present
William O'Neil Securities (NEW YORK NY)
BC
Issued 03/15/2021
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 08/25/2020
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/12/2024
Series 14 - Compliance Officer Examination
BC
Issued 08/03/2021
Series 24 - General Securities Principal Examination
BC
Issued 12/22/2020
Series 7TO - General Securities Representative Examination
BC
Issued 08/06/2009
Series 3 - National Commodity Futures Examination
Active
Inactive
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq Stock Market
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