Unclaimed
Alexander Tomei Jr. has been a financial professional since June 1998. Alexander is currently registered with MML Investors Services, LLC and previously worked at MSI FINANCIAL SERVICES, INC., AXA ADVISORS, LLC, NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC, MERRILL LYNCH PROFESSIONAL CLEARING CORP., MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED, ABN AMRO INCORPORATED, ABN AMRO SECURITIES LLC, and GOLDMAN, SACHS & CO. Alexander is licensed to sell securities in 24 states and is also registered as an Investment Advisor Representative in New Jersey and New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation programs
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitors fees
1
2
NY
06/14/2021 - Present
MML Investors Services, LLC (New York NY)
NY
12/11/2014 - 03/25/2017
MSI FINANCIAL SERVICES, INC. (New York NY)
NJ
12/06/2012 - 12/16/2014
AXA ADVISORS, LLC (WOODBRIDGE NJ)
NJ
06/12/2012 - 12/06/2012
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (PRINCETON NJ)
NY
12/21/2010 - 12/19/2011
MERRILL LYNCH PROFESSIONAL CLEARING CORP. (NEW YORK NY)
NY
06/12/2002 - 12/19/2011
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
CT
03/01/2002 - 06/06/2002
ABN AMRO INCORPORATED (STAMFORD CT)
NY
05/04/1999 - 03/01/2002
ABN AMRO SECURITIES LLC (NEW YORK NY)
NY
11/18/1997 - 03/30/1999
GOLDMAN, SACHS & CO. (NEW YORK NY)
BOTH
Issued 09/07/2012
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/31/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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