Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Alexander? Claim Your ProfileAlexander Pohlmann is a financial advisor with Northwestern Mutual Investment Services, LLC. Alexander has been in the industry since 2020 and has experience with several firms including Vanguard Marketing Corporation and Merrill Lynch. Alexander holds the Series 7, Series 66, and SIE licenses. They are registered with the state of Iowa and their office is located in West Des Moines. Alexander specializes in investment research and referrals to other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
IA
10/20/2023 - Present
Northwestern Mutual Investment Services, LLC (W Des Moines IA)
CO
11/18/2022 - 03/06/2023
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (LAKEWOOD CO)
AZ
07/22/2022 - 10/03/2022
VANGUARD MARKETING CORPORATION (SCOTTSDALE AZ)
AZ
09/13/2021 - 11/26/2021
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CHANDLER AZ)
AZ
09/15/2020 - 03/24/2021
MORGAN STANLEY (GILBERT AZ)
BOTH
Issued 12/09/2020
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/14/2020
Series 7TO - General Securities Representative Examination
BC
Issued 02/07/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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