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Alexander Thomas tri Pohlmann

Northwestern Mutual Investment Services, LLC

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About Alexander Thomas tri Pohlmann

Alexander Pohlmann is a financial advisor at Northwestern Mutual Investment Services, LLC. Alexander is a registered representative with the state of Iowa. Previously, Alexander has been employed by other firms including Vanguard Marketing Corporation, Merrill Lynch, Pierce, Fenner & Smith Incorporated, and Morgan Stanley. Alexander is committed to helping clients reach their financial goals and has several years of experience in the financial services industry. Alexander provides investment research and referrals to other advisors.

Firm Information

Alexander Pohlmann is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998. Headquartered in Milwaukee, Wisconsin, the firm provides investment research and referrals to other advisors. They are registered with the SEC and in all 50 states. The firm has over 2,000 licensed agents, investment advisor representatives, and registered representatives.
Northwestern Mutual Investment Services, LLC

720 EAST WISCONSIN AVENUE

MILWAUKEE, WI 53202-4797

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Referral fees

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Alexander Pohlmann’s Registration & Firm History

IA

10/20/2023 - Present

Northwestern Mutual Investment Services, LLC (W Des Moines IA)

CO

11/18/2022 - 03/06/2023

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (LAKEWOOD CO)

AZ

07/22/2022 - 10/03/2022

VANGUARD MARKETING CORPORATION (SCOTTSDALE AZ)

AZ

09/13/2021 - 11/26/2021

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CHANDLER AZ)

AZ

09/15/2020 - 03/24/2021

MORGAN STANLEY (GILBERT AZ)

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Licenses & Designations

BOTH

Issued 12/09/2020

Series 66 - Uniform Combined State Law Examination

BC

Issued 09/14/2020

Series 7TO - General Securities Representative Examination

BC

Issued 02/07/2020

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Alexander Thomas tri Pohlmann.
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