Unclaimed
Alexander Terrence Tracy is a financial advisor who has been in the industry for over 22 years. Alexander is currently registered with Perella Weinberg Partners LP and has been with them since August 2016. Prior to that, Alexander was with Miller Buckfire & Co., LLC from April 2006 to July 2016. Alexander is licensed to provide investment advice in New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
08/08/2016 - Present
Perella Weinberg Partners LP (NEW YORK NY)
NY
04/05/2006 - 07/18/2016
MILLER BUCKFIRE & CO., LLC (NEW YORK NY)
CA
09/11/2002 - 03/31/2006
CHANIN CAPITAL LLC (LOS ANGELES CA)
NY
12/15/1999 - 04/11/2002
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
BC
Issued 06/19/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/14/2014
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/14/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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