Unclaimed
Alexander Sullivan is a financial professional registered in Missouri. Alexander is affiliated with Northwestern Mutual Investment Services, LLC. Alexander has been in the industry since November 2023 and is currently licensed for the following products: Investment Company Products/Variable Contracts Representative Examination, Securities Industry Essentials Examination, and the Uniform Securities Agent State Law Examination.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
MO
11/29/2023 - Present
Northwestern Mutual Investment Services, LLC (SAINT LOUIS MO)
BC
Issued 12/19/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/29/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 11/03/2023
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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