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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Alexander? Claim Your ProfileAlexander Steven Batt is a financial advisor with Wells Fargo Advisors Financial Network, LLC in VERO BEACH, FL. Alexander has been in the financial services industry since March 17, 2000. Alexander has passed the Series 63, 66, 7, 14, 24, 25 and 55 exams. Alexander is registered in 16 states: Arizona, Arkansas, California, Colorado, Connecticut, Delaware, Florida, Nevada, New Jersey, New York, North Carolina, Texas, Virginia and Washington. Alexander is a registered Investment Advisor Representative (IAR) in Texas and Florida. In addition to being registered with Wells Fargo Advisors Financial Network, LLC, Alexander was previously registered with Merrill Lynch, Pierce, Fenner & Smith Incorporated, MACRO FINANCIAL, LLC, FIMAT PREFERRED LLC, DRU STOCK INC, GOLDMAN, SACHS & CO. and SPEAR, LEEDS & KELLOGG, L.P.. Alexander has experience working with individuals, high-net-worth individuals, corporations, charitable organizations, insurance companies, pension and profit-sharing plans, banking or thrift institutions, and state or municipal government entities.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
FL
07/07/2019 - Present
Wells Fargo Advisors Financial Network, LLC (VERO BEACH FL)
FL
07/20/2010 - 07/09/2019
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (VERO BEACH FL)
NJ
01/19/2007 - 12/24/2008
MACRO FINANCIAL, LLC (MORRISTOWN NJ)
CA
10/12/2005 - 10/03/2006
FIMAT PREFERRED LLC (SAN FRANCISCO CA)
NJ
04/14/2003 - 10/14/2005
DRU STOCK INC (KINNELON NJ)
NY
09/09/2002 - 11/20/2002
GOLDMAN, SACHS & CO. (NEW YORK NY)
NY
12/16/1997 - 09/09/2002
SPEAR, LEEDS & KELLOGG, L.P. (NEW YORK NY)
BOTH
Issued 07/20/2010
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/06/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/21/2005
Series 14 - Compliance Officer Examination
BC
Issued 05/07/2004
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/21/2003
Series 25 - NYSE Trading Assistant Examination
BC
Issued 09/25/1998
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 12/15/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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