Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Alexander? Claim Your ProfileAlexander Monroe is a financial professional with over 15 years of experience in the industry. Alexander is currently registered with Stifel, Nicolaus & Company, Inc. in California and Texas. Previously, Alexander worked with Morgan Stanley in California and Thornburg Securities Corporation in New Mexico. Alexander holds the Series 6, 7, 63, and 65 securities licenses as well as the SIE exam. Alexander specializes in portfolio management for individuals, businesses, and pooled investment vehicles. Alexander is also a volunteer board member for the Casa de las Campanas Foundation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
07/31/2015 - Present
Stifel, Nicolaus & Company, Inc. (SAN DIEGO CA)
CA
07/26/2011 - 08/07/2015
MORGAN STANLEY (SAN DIEGO CA)
NM
11/19/2007 - 06/09/2011
THORNBURG SECURITIES CORPORATION (SANTA FE NM)
IA
Issued 10/20/2010
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/16/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/15/2009
Series 7 - General Securities Representative Examination
BC
Issued 11/16/2007
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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