Unclaimed
Alexander Les is a financial professional with over 20 years of experience in the industry. Alexander holds licenses to conduct business as an investment advisor representative (IAR) in New Jersey and New York. Alexander is currently registered with Kestra Advisory Services, LLC and has previous registrations with Barclays Capital Inc., Lehman Brothers Inc. and Electronic Trading Group, LLC. Alexander is also a Certified Financial Planner™ professional. Kestra Advisory Services, LLC is a fee-only, SEC-registered investment adviser headquartered in Austin, Texas. The firm provides a wide range of financial advisory services, including financial planning, portfolio management, and selection of other advisors. As an independent firm, Kestra Advisory Services, LLC is not affiliated with any particular investment products or companies and can provide unbiased advice.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NJ
01/05/2024 - Present
Kestra Advisory Services, LLC (FAIRFIELD NJ)
NY
09/22/2008 - 02/24/2022
BARCLAYS CAPITAL INC. (NEW YORK NY)
NY
03/21/2002 - 09/22/2008
LEHMAN BROTHERS INC. (NEW YORK NY)
NY
08/07/2001 - 01/11/2002
ELECTRONIC TRADING GROUP, LLC (NEW YORK NY)
NY
09/08/2000 - 08/20/2001
LEHMAN BROTHERS INC. (NEW YORK NY)
BC
Issued 09/15/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 09/20/2007
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/17/2001
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 09/07/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Alexander Les is the right advisor for you? Invested Better is here to help.