Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Alexander? Claim Your ProfileAlexander Stackler Bates is a financial professional with over 13 years of experience in the industry. Alexander is currently registered with Cantor Fitzgerald & Co. in New York and Watermill, New York. Alexander has held previous positions at Gleacher & Company Securities, Inc., Citadel Securities LLC, and Chapdelaine & Co. Alexander is licensed to conduct business in several states, including California, Colorado, Connecticut, Florida, Georgia, Illinois, Kansas, Maryland, Massachusetts, Minnesota, Missouri, New Jersey, New York, North Carolina, Ohio, Pennsylvania, Puerto Rico, Tennessee, Texas, Washington, and Wisconsin.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
05/13/2013 - Present
Cantor Fitzgerald & Co. (NEW YORK NY)
NY
11/02/2011 - 04/15/2013
GLEACHER & COMPANY SECURITIES, INC. (NEW YORK NY)
NY
03/07/2011 - 09/22/2011
CITADEL SECURITIES LLC (NEW YORK NY)
NY
11/06/2009 - 02/25/2011
CHAPDELAINE & CO. (NEW YORK NY)
BC
Issued 04/23/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/05/2009
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE Arca, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
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