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Alexander Sotir Joseph

Hazard & Siegel, Inc.

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About Alexander Sotir Joseph

Alexander Sotir Joseph is a financial advisor with over 25 years of experience in the industry. Alexander currently works at Hazard & Siegel, Inc. based out of DEWITT, NY. Alexander previously worked at LEIGH BALDWIN & CO., LLC, which is located in CAZENOVIA, NY. Alexander holds licenses in several states including Arizona, California, Connecticut, Florida, Kentucky, Maine, Nebraska, Nevada, New York, Pennsylvania, Rhode Island, Tennessee, Texas and Vermont. Alexander has passed several industry exams including the Series 6, Series 26, Series 63, Series 99TO and SIE.

Firm Information

Alexander Joseph is currently registered with Hazard & Siegel, Inc.. Hazard & Siegel, Inc. is a corporation formed on June 15, 1971, with a presence in 42 states and registered with the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

42

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Alexander Joseph’s Registration & Firm History

NY

07/02/2003 - Present

Hazard & Siegel, Inc. (DEWITT NY)

NY

08/18/1997 - 06/13/2003

LEIGH BALDWIN & CO., LLC (CAZENOVIA NY)

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Licenses & Designations

BC

Issued 08/12/1997

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 04/20/2004

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/15/1997

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 4 public disclosures for Alexander Sotir Joseph. Review regulatory record here.
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