Unclaimed
Alexander Sotir Joseph is a financial advisor with over 25 years of experience in the industry. Alexander currently works at Hazard & Siegel, Inc. based out of DEWITT, NY. Alexander previously worked at LEIGH BALDWIN & CO., LLC, which is located in CAZENOVIA, NY. Alexander holds licenses in several states including Arizona, California, Connecticut, Florida, Kentucky, Maine, Nebraska, Nevada, New York, Pennsylvania, Rhode Island, Tennessee, Texas and Vermont. Alexander has passed several industry exams including the Series 6, Series 26, Series 63, Series 99TO and SIE.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
07/02/2003 - Present
Hazard & Siegel, Inc. (DEWITT NY)
NY
08/18/1997 - 06/13/2003
LEIGH BALDWIN & CO., LLC (CAZENOVIA NY)
BC
Issued 08/12/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/20/2004
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/15/1997
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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