Unclaimed
Alexander Simon Owens is a registered representative with Axos Clearing LLC in Omaha, Nebraska. Alexander has a Series 7TO, Series 63, and SIE license and is registered in Nebraska. Alexander has been in the industry since 2024. Before joining Axos Clearing LLC, Alexander was a registered representative at CHARLES SCHWAB & CO., INC. in Omaha, Nebraska.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NE
08/20/2024 - Present
Axos Clearing LLC (Omaha NE)
NE
04/14/2023 - 09/18/2023
CHARLES SCHWAB & CO., INC. (Omaha NE)
BC
Issued 04/24/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/14/2023
Series 7TO - General Securities Representative Examination
BC
Issued 02/15/2023
SIE - Securities Industry Essentials Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BZX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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