Unclaimed
Alexander Sierra is a financial advisor with Equitable Advisors, LLC. Alexander has been in the financial services industry since 2014. Alexander is registered with the following states: Florida, Georgia, Illinois, Iowa, Missouri, New Jersey, New York, Pennsylvania, and Texas. Alexander holds the Series 63, Series 66, Series 7, and Series 24 licenses. Alexander is a licensed investment advisor representative.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NY
03/01/2024 - Present
Equitable Advisors, LLC (NEW YORK NY)
NY
08/09/2022 - 09/05/2023
COHEN & STEERS SECURITIES, LLC (NEW YORK NY)
NY
09/28/2018 - 02/25/2021
QUASAR DISTRIBUTORS, LLC (New York NY)
NY
10/10/2019 - 02/22/2021
INDEPENDENT BROKERAGE SOLUTIONS LLC (NEW YORK NY)
NJ
03/13/2017 - 09/13/2018
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC (NEWARK NJ)
NY
07/09/2015 - 01/05/2017
CAREY FINANCIAL, LLC (NEW YORK NY)
NY
08/01/2014 - 06/30/2015
DINOSAUR SECURITIES, L.L.C. (NEW YORK NY)
BOTH
Issued 11/03/2023
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/11/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/29/2024
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/01/2014
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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