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Alexander Shi

Nylife Securities LLC

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About Alexander Shi

Alexander Shi is a financial professional with over 10 years of experience in the industry. Alexander is registered with Nylife Securities LLC and holds Series 6, 7 and 63 securities licenses. Alexander is currently licensed in Connecticut, New Jersey, New York, and Pennsylvania. Alexander is dedicated to providing clients with personalized financial advice and solutions that meet their individual needs.

Firm Information

Alexander Shi is currently registered with Nylife Securities LLC. Nylife Securities LLC is a Limited Liability Company formed in 2007, registered in 51 states and the SEC. The firm has been involved in 13 regulatory events and 7 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

4,464

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Alexander Shi’s Registration & Firm History

NY

04/01/2013 - Present

Nylife Securities LLC (FLUSHING NY)

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Licenses & Designations

BC

Issued 06/15/2013

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/02/2014

Series 7 - General Securities Representative Examination

BC

Issued 03/30/2013

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Alexander Shi.
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