Unclaimed
Alexander Shi is a financial professional with over 10 years of experience in the industry. Alexander is registered with Nylife Securities LLC and holds Series 6, 7 and 63 securities licenses. Alexander is currently licensed in Connecticut, New Jersey, New York, and Pennsylvania. Alexander is dedicated to providing clients with personalized financial advice and solutions that meet their individual needs.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
04/01/2013 - Present
Nylife Securities LLC (FLUSHING NY)
BC
Issued 06/15/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/02/2014
Series 7 - General Securities Representative Examination
BC
Issued 03/30/2013
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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