Unclaimed
Alexander Scott Morphet is a financial advisor at Thrivent Investment Management Inc. Alexander has been in the financial services industry since 2008. Alexander is registered with the state of New York and has a Series 6, 7, and 63 license. Alexander also holds the Series 65 license. Alexander has experience providing financial planning and portfolio management services to individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NY
06/27/2022 - Present
Thrivent Investment Management Inc. (POUGHKEEPSIE NY)
NY
06/06/2018 - 06/21/2022
INFINEX INVESTMENTS, INC. (Montgomery NY)
NY
10/01/2008 - 05/23/2018
LPL FINANCIAL LLC (HYDE PARK NY)
IA
Issued 09/10/2019
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/21/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/09/2009
Series 7 - General Securities Representative Examination
BC
Issued 09/30/2008
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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