Unclaimed
Alexander Pineda is a financial advisor with over 16 years of experience in the industry. Alexander is registered to provide investment advice and securities brokerage services in 53 states and the District of Columbia. Alexander is currently employed by Morgan Stanley, where Alexander focuses on providing portfolio management for individuals, businesses, and investment companies. Alexander's previous employers include J.P. Morgan Securities LLC, Barclays Capital Inc., UBS Financial Services Inc., and UBS International Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
NY
06/10/2021 - Present
Morgan Stanley (New York NY)
NY
09/30/2016 - 01/17/2020
J.P. MORGAN SECURITIES LLC (NEW YORK NY)
NY
05/11/2011 - 12/10/2014
BARCLAYS CAPITAL INC. (NEW YORK NY)
NJ
01/01/2010 - 05/16/2011
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
NY
05/05/2005 - 01/01/2010
UBS INTERNATIONAL INC. (NEW YORK NY)
NY
03/17/2003 - 04/29/2005
DREYFUS SERVICE CORPORATION (NEW YORK NY)
NE
08/07/2000 - 05/15/2001
NEBRASKA HUDSON COMPANY, INC. (OMAHA NE)
IA
Issued 10/03/2021
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/29/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/04/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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