Unclaimed
Alexander Grinfeld is a financial advisor who has been in the industry since October 2, 2016. Alexander is currently registered with TP Icap Global Markets Americas LLC and Liquidnet, Inc. Alexander has Series 7, Series 63 and SIE licenses and is registered in New York. Alexander was previously registered with MORGAN STANLEY & CO. LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CT
04/08/2024 - Present
TP Icap Global Markets Americas LLC (NORWALK CT)
NY
10/03/2016 - 04/19/2024
MORGAN STANLEY & CO. LLC (New York NY)
BC
Issued 02/27/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/03/2016
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
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