Unclaimed
Alexander Roos is a financial professional with over 2 years of experience in the industry. Alexander is currently registered with Piper Sandler & Co. in Minnesota. Previously, Alexander worked at CRAIG-HALLUM CAPITAL GROUP LLC in Minneapolis, Minnesota. Alexander is a licensed Series 63 and Series 79TO registered representative. Alexander has a strong understanding of the financial markets and is committed to providing clients with personalized advice and guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Analytical reports/public finance consulting program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MN
04/20/2021 - Present
Piper Sandler & Co. (MINNEAPOLIS MN)
MN
07/09/2020 - 04/09/2021
CRAIG-HALLUM CAPITAL GROUP LLC (MINNEAPOLIS MN)
BC
Issued 07/30/2020
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/09/2020
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 05/30/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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