Unclaimed
Alexander Russell Slagle is a financial professional with over 17 years of experience in the securities industry. Alexander currently works at Jefferies LLC, a leading investment bank and financial services firm. Prior to joining Jefferies LLC, Alexander worked at Thomas Weisel Partners LLC and Banc of America Securities LLC. Alexander holds the Series 7, Series 63, Series 87, and SIE licenses. Alexander is registered to sell securities in 53 states, as well as Puerto Rico and the Virgin Islands.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CA
06/16/2010 - Present
Jefferies LLC (SAN FRANCISCO CA)
CA
07/30/2008 - 08/03/2009
THOMAS WEISEL PARTNERS LLC (SAN FRANCISCO CA)
CA
07/18/2005 - 02/20/2008
BANC OF AMERICA SECURITIES LLC (SAN FRANCISCO CA)
BC
Issued 06/17/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/16/2005
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 07/15/2005
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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