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Alexander Ruiz

PFS Investments Inc.

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About Alexander Ruiz

Alexander Ruiz is a financial advisor with PFS Investments Inc. Alexander has been in the financial services industry for over 22 years. Alexander has a Series 6 and Series 63 license and is registered with FINRA as well as the states of Connecticut, Florida, New Jersey, New York, and Pennsylvania. Alexander also holds a Series 26 license. Alexander is currently registered as an Investment Advisor Representative with PFS Investments Inc. in New York. Alexander has previously been registered with PFS INVESTMENTS INC. in Connecticut and Genworth Financial Securities Corporation in New York. Besides financial services, Alexander is also a tax preparer.

Firm Information

Alexander Ruiz is currently registered with PFS Investments Inc.. PFS Investments Inc. is a Corporation that was formed in 1981 and is headquartered in Duluth, GA. The firm provides portfolio management for individuals. They manage approximately $8,461,983,895 in regulatory assets for 59,808 total accounts. PFS Investments Inc. is registered with the SEC and in 53 states.
PFS Investments Inc.

1 PRIMERICA PARKWAY

DULUTH, GA 30099-0001

$8.46B

Assets Under Management

Not reported

Total Clients

17,935

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Alexander Ruiz’s Registration & Firm History

NY

08/03/2021 - Present

PFS Investments Inc. (REGO PARK NY)

CT

10/06/2008 - 12/31/2010

PFS INVESTMENTS INC. (ORANGE CT)

NY

11/19/1999 - 04/11/2008

GENWORTH FINANCIAL SECURITIES CORPORATION (OZONE PARK NY)

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Licenses & Designations

BC

Issued 11/09/1999

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 04/12/2010

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/06/1999

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 2 public disclosures for Alexander Ruiz. Review regulatory record here.
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