Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Alexander? Claim Your ProfileAlexander Kennedy is a financial advisor with UBS Financial Services Inc. and has been in the industry since 1984. He has a broad range of experience, having worked for several prominent firms, including Credit Suisse Securities (USA) LLC, Donaldson, Lufkin & Jenrette Securities Corporation, Lehman Brothers Inc., Bear, Stearns & Co. Inc., and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Alexander is registered with the Financial Industry Regulatory Authority (FINRA) and holds the Series 6, 7, 63, and 65 licenses. In addition to his work at UBS, he serves on the Board of Directors of Phood Solutions, a company that measures food waste for restaurants and supermarkets to help them reduce expenditures. Alexander is dedicated to providing personalized financial advice to individuals, families, and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
MA
10/05/2015 - Present
UBS Financial Services Inc. (BOSTON MA)
MA
01/17/2003 - 10/19/2015
CREDIT SUISSE SECURITIES (USA) LLC (BOSTON MA)
NJ
06/18/1992 - 01/17/2003
DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION (JERSEY CITY NJ)
NY
12/19/1990 - 07/02/1992
LEHMAN BROTHERS INC. (NEW YORK NY)
NY
10/27/1986 - 01/02/1991
BEAR, STEARNS & CO. INC. (NEW YORK NY)
NA
05/07/1984 - 11/05/1986
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
NA
09/14/1984 - 01/14/1985
FIRST INVESTORS CORPORATION
IA
Issued 4/7/2009
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 9/17/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 3/16/1985
Series 7 - General Securities Representative Examination
BC
Issued 9/13/1984
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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