Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Alexander? Claim Your ProfileAlexander Kennedy is an active advisor who has been in the industry since 1984. He is currently registered with UBS Financial Services Inc., where he provides a wide range of financial services, including portfolio management for individuals and businesses, financial planning, pension consulting, and educational seminars. Alexander has also been registered with a number of other firms over the years, including Credit Suisse Securities (USA) LLC, Donaldson, Lufkin & Jenrette Securities Corporation, Lehman Brothers Inc., Bear, Stearns & Co. Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, and First Investors Corporation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
MA
10/05/2015 - Present
UBS Financial Services Inc. (BOSTON MA)
MA
01/17/2003 - 10/19/2015
CREDIT SUISSE SECURITIES (USA) LLC (BOSTON MA)
NJ
06/18/1992 - 01/17/2003
DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION (JERSEY CITY NJ)
NY
12/19/1990 - 07/02/1992
LEHMAN BROTHERS INC. (NEW YORK NY)
NY
10/27/1986 - 01/02/1991
BEAR, STEARNS & CO. INC. (NEW YORK NY)
NA
05/07/1984 - 11/05/1986
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
NA
09/14/1984 - 01/14/1985
FIRST INVESTORS CORPORATION
IA
Issued 04/07/2009
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/17/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/16/1985
Series 7 - General Securities Representative Examination
BC
Issued 09/13/1984
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Alexander Kennedy is the right advisor for you? Invested Better is here to help.
