Unclaimed
Alexander Gutierrez is a financial advisor who has been in the industry since May 4, 2014. Alexander is currently registered with Artisan Partners Distributors LLC, and previously worked at Starwood Capital, L.L.C., Invesco Distributors, Inc., OppenheimerFunds Distributor, Inc. and Raymond James Financial Services, Inc. Alexander has passed the Series 63, SIE and Series 7 exams. Alexander is licensed to sell securities in all 50 states, the District of Columbia, Puerto Rico and the Virgin Islands.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
GA
06/13/2024 - Present
Artisan Partners Distributors LLC (ATLANTA GA)
CT
01/20/2021 - 06/04/2024
STARWOOD CAPITAL, L.L.C. (GREENWICH CT)
NY
05/25/2019 - 12/03/2020
INVESCO DISTRIBUTORS, INC. (NEW YORK NY)
NY
05/28/2014 - 05/25/2019
OPPENHEIMERFUNDS DISTRIBUTOR, INC. (NEW YORK NY)
MD
03/11/2014 - 06/12/2014
RAYMOND JAMES FINANCIAL SERVICES, INC. (SEVERNA PARK MD)
BC
Issued 06/04/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/10/2014
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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