Unclaimed
Alexander Ottiano is a financial professional with experience in the securities industry. Alexander has a Series 63, Series 79, and SIE license. Alexander currently works for Bofa Securities, Inc., a firm based in New York. Alexander was previously employed at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED. Alexander is registered in Rhode Island. Alexander has worked in the industry since 2016.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Research-related services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Negotiated fees for research-related services
1
2
IL
05/10/2019 - Present
Bofa Securities, Inc. (CHICAGO IL)
NY
11/08/2016 - 05/10/2019
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BC
Issued 12/14/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/08/2016
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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