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Alexander Rickard

Jefferies LLC

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About Alexander Rickard

Alexander Rickard is a registered representative with Jefferies LLC, a broker-dealer headquartered in New York, NY. Alexander has been in the industry since October 9th, 2023. Alexander holds the Series 63, Series 86, Series 87, and SIE licenses and is registered in 53 states and the District of Columbia.

Firm Information

Alexander Rickard is currently registered with Jefferies LLC. Jefferies LLC is a Limited Liability Company formed on March 1, 2013, operating in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. They are approved by the SEC and hold active registrations in all 53 jurisdictions.

Not reported

Assets Under Management

Not reported

Total Clients

446

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Alexander Rickard’s Registration & Firm History

NY

10/10/2023 - Present

Jefferies LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 07/22/2023

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/10/2023

Series 86 - Research Analyst Exam - Part I Analysis Module

BC

Issued 07/17/2023

Series 87 - Research Analyst Exam - Part II Regulations Module

BC

Issued 06/12/2023

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

NYSE American LLC

N

New York Stock Exchange

Disclosures

There are no public disclosures for Alexander Rickard.
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