Unclaimed
Alexander Rickard is a registered representative with Jefferies LLC, a broker-dealer headquartered in New York, NY. Alexander has been in the industry since October 9th, 2023. Alexander holds the Series 63, Series 86, Series 87, and SIE licenses and is registered in 53 states and the District of Columbia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
10/10/2023 - Present
Jefferies LLC (NEW YORK NY)
BC
Issued 07/22/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/10/2023
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 07/17/2023
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 06/12/2023
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
New York Stock Exchange
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