Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Alexander? Claim Your ProfileAlexander Hugues is an experienced financial professional with over 40 years in the industry. He is currently registered with Planmember Securities Corp. and has held prior registrations with a variety of firms including H.D. Vest Investment Services and Lincoln Financial Advisors Corporation. Alexander holds a number of licenses and certifications, including Series 63, 65, 6TO, 22TO, SIE and 1. He is a registered investment advisor in Texas and California. Alexander works with a variety of clients, including individuals, families, trusts, businesses, and charitable organizations. He provides financial planning and investment advisory services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Provides investment supervisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
09/27/2023 - Present
Planmember Securities Corp. (CARPINTERIA CA)
CA
02/16/1993 - 09/17/2012
H.D. VEST INVESTMENT SERVICES (SAN DIMAS CA)
CA
11/07/1990 - 01/07/1992
TITAN/VALUE EQUITIES GROUP, INC. (IRVINE CA)
IN
02/06/1976 - 09/28/1989
LINCOLN FINANCIAL ADVISORS CORPORATION (FORT WAYNE IN)
IN
02/06/1976 - 09/28/1989
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (FORT WAYNE IN)
NA
03/12/1982 - 01/03/1989
LINCOLN NATIONAL PENSION INSURANCE COMPANY
BC
Issued 07/06/2017
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 10/09/2010
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/02/2023
Series 22TO - Direct Participation Programs Representative Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/02/1976
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
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