Unclaimed
Alexander Hammock is a registered investment advisor representative at Fidelity Personal And Workplace Advisors. Alexander has been in the industry since 2011. The advisor is registered in 52 states and 2 provinces. Alexander is licensed to offer securities products and investment advisory services. The advisor has worked at PFS INVESTMENTS INC. and Fidelity Brokerage Services,LLC. Alexander is a Series 6, 7 and 63, 66 licensed professional.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
KY
09/22/2020 - Present
Fidelity Personal AND Workplace Advisors (COVINGTON KY)
OH
08/24/2011 - 12/31/2013
PFS INVESTMENTS INC. (WORTHINGTON OH)
BOTH
Issued 09/09/2020
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/14/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/07/2016
Series 7 - General Securities Representative Examination
BC
Issued 08/23/2011
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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