Unclaimed
Alexander Richard Ferris is a registered representative with Bluefin Capital Management, LLC. He is a Series 7, SIE and Series 57TO licensed professional and has been in the securities industry since August 28, 2012. Alexander Ferris is currently employed by Bluefin Capital Management, LLC and is located at 41 Madison Avenue, 36TH Floor in New York, NY.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
08/29/2012 - Present
Bluefin Capital Management, LLC (NEW YORK NY)
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/28/2012
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
I
Investors' Exchange LLC
N
NYSE Arca, Inc.
N
Nasdaq PHLX LLC
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