Unclaimed
Alexander Johnson is a Registered Representative and Investment Advisor Representative with Cambridge Investment Research Advisors, Inc., having been with the firm since January 2020. Alexander is a financial professional with over six years of experience in the financial services industry. Alexander is registered with the state of North Carolina and has a Series 7, Series 66, and SIE license. Cambridge Investment Research Advisors, Inc. is a full-service investment firm offering financial planning, portfolio management, and investment advisory services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Solicitation fees from 3rd party money managers
1
2
NC
01/22/2020 - Present
Cambridge Investment Research Advisors, Inc. (Hickory NC)
BOTH
Issued 01/21/2020
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/11/2019
Series 7TO - General Securities Representative Examination
BC
Issued 08/28/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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