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Alexander Raymond Peck

Piper Sandler & Co.

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About Alexander Raymond Peck

Alexander Raymond Peck is a financial advisor with over 7 years of experience in the financial services industry. Alexander currently works at Piper Sandler & Co. in Greenwich, CT, where he provides a variety of services, including portfolio management, investment banking, and analytics reports. Alexander has a strong track record of success in the financial services industry, and is dedicated to providing his clients with the best possible service. Alexander is also a member of the Series 79 licensing body and has extensive experience in the investment banking field.

Firm Information

Alexander Peck is currently registered with Piper Sandler & Co.. Piper Sandler & Co. is a corporation headquartered in Minneapolis, Minnesota, that was formed on July 28, 1969. The firm provides analytical reports and public finance consulting program services, and manages portfolios for businesses. The firm has a total of 1,359 registered representatives and 24 investment adviser representatives, and manages approximately $1 billion to $10 billion in assets.
Piper Sandler & Co.

800 NICOLLET MALL

MINNEAPOLIS, MN 55402-7020

$1.58B

Assets Under Management

21

Total Clients

809

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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analytical reports/public finance consulting program

Analytical reports/public finance consulting program

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Alexander Peck’s Registration & Firm History

CT

03/08/2021 - Present

Piper Sandler & Co. (Greenwich CT)

NY

11/24/2020 - 03/03/2021

CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)

NY

01/03/2020 - 10/12/2020

PIPER SANDLER & CO. (NEW YORK NY)

NY

08/30/2019 - 01/03/2020

SANDLER, O'NEILL & PARTNERS, L.P. (NEW YORK NY)

NY

02/16/2017 - 08/23/2019

HALES SECURITIES, LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 01/10/2019

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/16/2017

Series 79 - Investment Banking Registered Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Alexander Raymond Peck.
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