Unclaimed
Alexander Jordan is a financial advisor with The Leaders Group, Inc. in Littleton, Colorado. Alexander has been working in the financial industry since 1992. Alexander holds the Series 7, Series 63, Series 31 and Series 66 securities licenses as well as the Series 65 investment advisor license. Alexander previously worked for a number of firms including: Infinex Investments, Inc., Forethought Distributors, LLC, Sanders Morris Harris Inc., United Brokerage Services, Inc, Jackson National Life Distributors LLC, Wesbanco Securities, Inc., Planco Financial Services, Inc., The Huntington Investment Company, Crestar Securities Corporation, Dean Witter Reynolds Inc., MML Investors Services, Inc., Davenport & Co. of Virginia, Inc., Johnston, Lemon & Co. Incorporated and GIT Investment Services, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CO
01/03/2018 - Present
THE Leaders Group, Inc. (LITTLETON CO)
VA
11/16/2016 - 02/13/2017
INFINEX INVESTMENTS, INC. (WARRENTON VA)
CT
07/16/2013 - 03/08/2016
FORETHOUGHT DISTRIBUTORS, LLC (HARTFORD CT)
VA
08/28/2012 - 07/02/2013
SANDERS MORRIS HARRIS INC. (FAIRFAX VA)
VA
05/16/2011 - 06/19/2012
UNITED BROKERAGE SERVICES, INC (FAIRFAX VA)
VA
05/12/2006 - 05/16/2011
JACKSON NATIONAL LIFE DISTRIBUTORS LLC (GLEN ALLEN VA)
OH
01/12/2006 - 04/24/2006
WESBANCO SECURITIES, INC. (ST CLAIRSVILLE OH)
CT
02/10/2000 - 01/03/2006
PLANCO FINANCIAL SERVICES, INC. (HARTFORD CT)
OH
05/08/1998 - 02/09/2000
THE HUNTINGTON INVESTMENT COMPANY (COLUMBUS OH)
VA
01/27/1998 - 03/17/1998
CRESTAR SECURITIES CORPORATION (RICHMOND VA)
NY
04/21/1995 - 01/09/1998
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
MA
04/24/1990 - 03/19/1991
MML INVESTORS SERVICES, INC. (SPRINGFIELD MA)
NA
08/03/1987 - 06/30/1988
DAVENPORT & CO. OF VIRGINIA, INC.
NA
05/21/1985 - 08/08/1987
JOHNSTON, LEMON & CO. INCORPORATED
NA
12/18/1984 - 05/24/1985
GIT INVESTMENT SERVICES, INC.
BOTH
Issued 12/17/2020
Series 66 - Uniform Combined State Law Examination
IA
Issued 09/15/2011
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/11/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/11/1995
Series 31 - Futures Managed Funds Examination
BC
Issued 04/20/1995
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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