Unclaimed
Alexander Ruggiero is a financial professional registered with the Securities and Exchange Commission and in 51 states. Alexander is currently employed by Mufg Securities Americas Inc., where he has been employed since July 18, 2022. Alexander has passed the General Securities Representative Examination (Series 7TO), the Securities Industry Essentials Examination (SIE) and the Uniform Securities Agent State Law Examination (Series 63).
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
07/18/2022 - Present
Mufg Securities Americas Inc. (NEW YORK NY)
BC
Issued 07/29/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/18/2022
Series 7TO - General Securities Representative Examination
BC
Issued 06/30/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
Not sure Alexander Ruggiero is the right advisor for you? Invested Better is here to help.