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Alexander Rainer Ruggiero

Mufg Securities Americas Inc.

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About Alexander Rainer Ruggiero

Alexander Ruggiero is a financial professional registered with the Securities and Exchange Commission and in 51 states. Alexander is currently employed by Mufg Securities Americas Inc., where he has been employed since July 18, 2022. Alexander has passed the General Securities Representative Examination (Series 7TO), the Securities Industry Essentials Examination (SIE) and the Uniform Securities Agent State Law Examination (Series 63).

Firm Information

Alexander Ruggiero is currently registered with Mufg Securities Americas Inc.. Mufg Securities Americas Inc. is a corporation approved on December 8, 1988. It is registered in all 50 states, the District of Columbia, and Puerto Rico. The firm has been registered with the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

351

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Alexander Ruggiero’s Registration & Firm History

NY

07/18/2022 - Present

Mufg Securities Americas Inc. (NEW YORK NY)

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Licenses & Designations

BC

Issued 07/29/2022

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 07/18/2022

Series 7TO - General Securities Representative Examination

BC

Issued 06/30/2022

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Alexander Rainer Ruggiero.
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