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Alexander Philip Ayer

Pickwick Capital Partners, LLC

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About Alexander Philip Ayer

Alexander Ayer has been in the financial services industry since 1997 and is currently a registered representative with Pickwick Capital Partners, LLC. Alexander has experience in investment banking and securities. Alexander's previous experience includes working at BMO Capital Markets Corp., J.P. Morgan Securities Inc., and Bear, Stearns & Co. Inc. Alexander holds Series 7, 24, 63, 79, and SIE licenses. Alexander is registered in New York and New Jersey.

Firm Information

Alexander Ayer is currently registered with Pickwick Capital Partners, LLC. Pickwick Capital Partners, LLC is a Limited Liability Company formed in August 2007. The firm is registered with the SEC and 43 states.

Not reported

Assets Under Management

Not reported

Total Clients

107

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Alexander Ayer’s Registration & Firm History

NY

08/14/2013 - Present

Pickwick Capital Partners, LLC (WHITE PLAINS NY)

NY

07/01/2010 - 08/16/2011

BMO CAPITAL MARKETS CORP. (NEW YORK NY)

NY

10/01/2008 - 02/19/2009

J.P.MORGAN SECURITIES INC. (NEW YORK NY)

NY

06/02/2008 - 10/01/2008

J.P. MORGAN SECURITIES INC. (NEW YORK NY)

NY

08/02/1994 - 06/02/2008

BEAR, STEARNS & CO. INC. (NEW YORK NY)

NJ

07/23/1993 - 06/20/1994

H. RIVKIN & CO., INC. (PRINCETON NJ)

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Licenses & Designations

BC

Issued 04/01/1997

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/18/2002

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/03/2010

Series 79 - Investment Banking Registered Representative Examination

BC

Issued 07/22/1993

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Alexander Philip Ayer.
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