Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Alexander? Claim Your ProfileAlexander Setness is a financial professional with over 17 years of experience in the industry. Alexander is currently registered with Raymond James & Associates, Inc. and previously held positions at firms like BOFA Securities, Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, and Citigroup Global Markets Inc. Alexander holds the Series 7, 10, 24, 63 and SIE licenses and specializes in Investment Banking and Financial Planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
08/06/2020 - Present
Raymond James & Associates, Inc. (NEW YORK NY)
NY
05/10/2019 - 03/20/2020
BOFA SECURITIES, INC. (NEW YORK NY)
NY
10/06/2015 - 05/10/2019
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
09/16/2009 - 09/11/2015
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
MA
10/09/2007 - 03/13/2009
BROADPOINT CAPITAL, INC. (BOSTON MA)
MA
05/11/2006 - 10/05/2007
MCNAMEE LAWRENCE & CO. SECURITIES (BOSTON MA)
NY
10/18/2004 - 04/28/2006
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
BC
Issued 10/20/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 06/06/2016
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/15/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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